EVALUATING THE EFFECTIVENESS OF WATERSHED COUNCILS
IN FOUR WESTERN STATES

Sari Sommarstrom, Ph.D.
Sari Sommarstrom & Associates
P.O. Box 219
Etna, CA 96027
sari@sisqtel.net

 

ABSTRACT

Expectations appear fairly high that stakeholder-based, local watershed groups can be effective in contributing towards the success of watershed restoration programs. Findings from a recent report, "An Evaluation of Selected Watershed Councils in the Pacific Northwest and Northern California" by Charles Huntington and this author, address this issue. The three-part study evaluated fourteen watershed councils from four western states. Its purpose was to analyze the relationships between conservation effectiveness and organizational attributes of the councils, and to develop conclusions about these councils’ abilities to address regional watershed restoration needs. Part I used standardized metrics and criteria to evaluate the ecological basis and effectiveness of the councils’ restoration programs. Part II applied a separate set of metrics and criteria to evaluate the structure, function, and planning processes of the same councils. The results of these two independent evaluations were integrated in Part III to determine if any relationship existed between the quality of their restoration programs and their organizational processes. Conclusions were drawn about the groups’ accomplishments and limitations, and recommendations were presented about how they might be more effective in restoring watersheds. A list of positive organizational attributes is presented to assist new and existing watershed councils.

 

INTRODUCTION

Local watershed organizations have become increasingly popular in the past decade, particularly in the West (Griffin, 1999). We seem to have certain expectations that stakeholder-driven, watershed councils will provide some contribution towards implementation of the many state and federally funded watershed restoration programs. Measuring the success of these efforts, however, continues to be a "thorny issue", with anecdotal results most common (Kenney, 1997). No one wants to waste their time with an ineffective group. People – participants, community, agencies, advocates, funders, and politicians - want positive results. Can these watershed groups really be effective, and if so, what lessons can help others be more effective?

In 1990, I began as a watershed coordinator for the French Creek Watershed Advisory Group in northern California and later worked with a neighboring group. Since then, I have been searching the literature, participating in "think tank" sessions around the country, and documenting my own experiences about how to make these diverse, consensus-based processes more effective (Sommarstrom, 1994; Elder & Sommarstrom, 1997; Born & Genskow, 1999; Sommarstrom, 2000). The opportunity for me to systematically examine the effectiveness of selected watershed councils came about in 1999, through a study commissioned by Trout Unlimited and Pacific Rivers Council (Huntington and Sommarstrom, 2000).

This co-authored study analyzed the relationships between conservation effectiveness and organizational attributes of watershed councils in the Northwest. The report was divided into three parts:

  1. Effectiveness at Developing and Implementing Restoration Programs
  2. The Process of Council Operations: Effective Components
  3. Conservation Effectiveness, Council Process, and Overall Conclusions

SELECTED WATERSHED COUNCILS

For the purpose of this study, a "watershed council" is defined as follows:

A group of people involved in a process that often combines: a) the watershed approach for managing natural resources, b) collaborative partnerships between the public and private sectors, c) a composition of diverse interests and individuals having an interest or stake in the watershed - stakeholders, d) a local, community-based location, and e) consensus as the basis for decision-making.

In Oregon, the term is defined by the state as a voluntary, local group that represents a balance of interested and affected persons within the watershed (GWEB, 1995). Not all states, however, have developed a useful definition to distinguish a group of "unlikes" from a group of "likes"; instead, one has to look at a group’s bylaws, membership composition, and decision-making rules to determine whether it meets this definition.

A list of the councils evaluated for the study can be found in Table 1. The groups were selected in a systematic-random manner, with a focus on Oregon councils. Of the 14 councils, 8 were from Oregon and 2 each were from California, Idaho, and Washington.

Table 1. Watershed Councils Selected for Evaluation

Name of Watershed Council

(alphabetical)

Office Location

Area

(sq. mi.)

Year Formed

Applegate Watershed Council

Ruch OR

763

1994

Cedar River Council

Seattle WA

188

1995

Coquille Watershed Association

Coquille OR

1059

1994

Grande Ronde Model Watershed Project

LaGrande OR

5265

1992

Lemhi, Pahsimeroi, & East Fork of the Salmon Rivers

Model Watershed Project (*)

Salmon ID

1289

1992

Lolo / Jim Ford Creek CRM Group (*)

Orofino ID

362

1990

Lower Columbia Watershed Council

Clatskanie OR

344

1997

Mattole Restoration Council

Petrolia CA

733

1983

McKenzie Watershed Council

Corvallis OR

1348

1993

Mid-Coast Watersheds Council (*)

Newport OR

2478

1994

South Coast Watersheds Council (*)

Gold Beach OR

1148

1994

Tualatin Watershed Council

Hillsboro OR

712

1996

Upper Feather River Coordinated Resource Management

(CRM) Group

Quincy CA

3222

1985

Willapa Alliance (*)

South Bend WA

1252

1992

 

PART I: Effectiveness at Developing and Implementing Restoration Programs

The approach in Part I used standardized evaluation metrics (1-5 scale) and criteria to evaluate the ecological basis and effectiveness of the councils’: a) restoration plans, b) conservation projects, and c) adaptive management (monitoring, evaluation, and adaptation). The analysis focused on identifying patterns of performance across groups, not ranking the performance of any specific council. Since Part I was not the emphasis of this author, only a brief summary follows of its conclusions.

Conclusions

 

PART II - The Process of Council Operations

This section evaluated the process portion of watershed council operations (e.g., their structure, function and planning approach), and determined the process components which appear to enable certain councils to be more effective than others in addressing environmental and fisheries problems. Collected information on each council involved: a) interviews with at least one council representative, b) review of materials produced by the council, and c) review of articles written by other researchers about the council.

Key factors for organizational success came from a review of the relevant literature on these topics: collaborative group processes, community-based partnerships, conflict resolution, consensus, coordinated resource planning and management (CRMP) process, meeting management, and natural resource / watershed planning. These factors were grouped into 11 categories related to a group’s Structure and Function, and 3 categories for Planning Process:

Evaluation & Criteria Factors:

  1. Originating Factors
  2. Authority
  3. Composition & Size
  4. Staffing
  5. Decision-making Process
  6. Communication
  7. Issues and Focus
  8. Education and Training (adult)
  9. Funding
  10. Agency Relations
  11. Self-Evaluation
  12. Plan Development
  13. Plan Communication
  14. Plan Implementation

Within each category, three to eight individual factors specified the needed information for analysis. Of the original 74 factors, 36 were selected as metrics to be used as the criteria for evaluation. Table 2 lists the categories and these selected metrics, along with each one’s assumption or preferred condition (e.g., 7-15 people on decision-making body; clarity in plan content). All 14 councils were compared and contrasted qualitatively as well as quantitatively. The author ranked each council on a 1 to 5 scale (5 highest) for the evaluation metrics, primarily as a means of comparison with the results of Part I for the analysis of Part III.

 

Table 2. Selected Criteria and Assumptions for Watershed Council Evaluation

 

CRITERIA CATEGORY

 

 

ASSUMPTIONS FOR EVALUATION

Originating Factors

  • Local sponsors / originators indicate community-based support
  • Initiated with broad & diverse local support
  • Catalyzing issue not perceived as just an externally driven crisis but also in the community=s self-interest

 

Authority

  • Local government approval helpful for political buy-in, followed by multi-party endorsements
  • Clear relationship with others
  • Documentation available to identify organization=s status
  • Explicit coordination within basin or with adjacent watersheds
  • Formal advisory provides more influence than informal (if desired), which is better than no advisory role

 

Composition &

Size

  • Size of decision-making body is 7-15 people as ability to function well is impaired by too large a group
  • Best to have balance of key interests at the table, with none missing
  • Strong participation by local government and landowners desired for implementation effectiveness
  • Low turnover rate and smooth transition with alternates preferred to maintain continuity

 

Staffing

  • Coordinators full-time (if needed), adequately funded, well trained, and viewed as independent staff accountable to the council
  • Support staff needed
  • Roles of staff clear
  • Turnover minimal & not attributable to organizational difficulties
  • Office space adequate in size & accessible to members

 

Decision-making Process

  • Consensus approach to allow for win/win solutions
  • Clarity, equity & fairness in decision process
  • Council feels independent of sponsors= control
  • Use of select sub-committees with clear duties to study & make recommendations to full council, as needed

 

Commun-ication

Public needs easy access to council=s activities through:

  • a variety of means,
  • frequently, &
  • throughout process

 

Issues & Focus

  • Clarity of approach to issues and/or projects
  • Obvious role of science in decisions
  • Criteria explicit
  • Openness in decisions
  • Move past opportunistic approach to strategic one
  • ASacred cow@ issues not allowed to fester

 

Education & Training

  • Adult / community watershed education addressed explicitly through a variety of means and frequently

Funding

  • Diverse & stable funding sources for organizational costs
  • Sufficient funds & opportunities to meet identified needs

 

Agency Relations

  • Positive level of communication, coordination, and cooperation with each level of government & pertinent agencies

 

Self-Evaluation

  • Regular opportunity provided to evaluate group=s effectiveness, with clear process & results available
  • Accomplishments well documented & publicized
  • Trust and understanding of the council have become established: (a) within the group, and (b) within the community

 

Plan Develop-ment

  • A plan for the entire watershed adopted by the council and updated as needed
  • An open process of joint fact-finding with the members, technical advisors, and community was used to provide understanding, relevance, and buy-in
  • Appropriate scientific involvement

 

Plan Communi-cation

  • Clarity in plan content
  • Goals, objectives, strategies, and tasks specifically described
  • Understandable to lay audience
  • Well publicized
  • Readily accessible to anyone requesting a copy

 

Plan Implement-ation

  • Broad-based support present by those needing to implement the plan
  • Active use by staff and members
  • Adaptive management explicitly being used, with trend & project monitoring clearly applied to adjustments in the plan on a regular basis

 

Results

In addition to many observations, the critical process factors found common to the four most "successful" councils were:

Conclusions

Almost all of the councils were performing reasonably well. However, most of the councils would benefit from being more effective and the newer ones would benefit from learning more quickly rather than prolong the learning process through trial and error. Good process is a critical part of success and should not be treated as an afterthought.

While no cookbook can create a "perfect" watershed council, certain ingredients are still necessary to make the process work. Measures of council performance, like those in Table 2, can be quite useful to gauge the level of progress at each stage of the group’s evolution. Performing self-evaluations, based on such criteria, allows a group to measure its own strengths and weaknesses, and move towards making any needed improvements.

Recommendations:

  1. Councils need to evaluate their process based on the evaluation criteria (Table 2) in order to minimize avoidable mistakes.
  2. Assistance is needed to improve their decision-making process: a) consensus needs to be made more explicit and clear; b) ability to resolve conflict needs to be nurtured.
  3. The focus on project implementation should not dominate the need to develop changes in community attitude and personal approach, which will be the longest lasting effects of the council process.
  4. Greater emphasis is needed on building trust and understanding within the community, and not just within the council.
  5. Assistance is needed to improve the watershed planning process and plan quality.
  6. Reasonable, long-term expectations of councils should be determined and their desired longevity debated, or council sustainability will become increasingly tenuous.
  7. State programs should help improve the effectiveness of the councils’ organizational operations as a means of increasing the likelihood of success of both state and local watershed restoration efforts.

PART III: Conservation Effectiveness and Council Process

Correlation between Content and Process:

Relationships between the restoration value of the councils’ programs (e.g., content) and their organizational process were most clearly noticeable for the following:

    1. avoid low restoration value projects, and
    2. implement projects with higher mean restoration value.

These findings should not be surprising. A solid planning process, which includes joint fact-finding between local and scientific communities, clarity of plan intent, community ownership, and built-in adaptability, reflects a substantial commitment of resources and should lead to a technically better plan. Following a good plan also helps focus on higher priority projects and avoid lower priority, opportunistic ones.

What the Councils are Doing Well:

What the Councils are Not Doing So Well:

CONCLUSIONS

Watershed councils provide one of many approaches to addressing watershed conditions, salmonid habitat needs, and water quality concerns. They fill a niche that cannot otherwise be filled, particularly with private landowner or mixed ownership watersheds. Almost all councils evaluated in this study represented an improvement over the status quo or "no council" scenario. While doing a number of things well, councils also have certain limitations. Some limitations appear to be inherent to the scale or intractability of the more complex issues. Other weaknesses, though challenging, may be avoidable or minimized by councils if key factors for organizational success are more explicitly considered. With the present sense of urgency to recover listed salmon and steelhead or to meet water quality targets in impaired streams, it behooves all parties to improve the likelihood of achieving better council effectiveness.

 

REFERENCES

Born, S.M. and K.D. Genskow. 1999. Exploring the "watershed approach": Critical dimensions of state-local partnerships. The Four Corners Watershed Innovators Initiative final report. Univ. of Wisconsin – Madison Extension, Report 99-1. Madison, WI. 63 pp.

Elder, D. and S. Sommarstrom. 1997. Evolution of broad-based watershed initiatives: measures of success. River Voices 8(3): 11-13.

Governor’s Watershed Enhancement Board (GWEB). 1998. A quick explanation of Oregon’s watershed council partnership program. Salem OR.

Griffin, C.B. 1999. The growing popularity of watershed-based organizations. Water Resources Impact 1(1): 7-8.

Huntington, C.W., and S. Sommarstrom. 2000. An Evaluation of Selected Watershed Councils in the Pacific Northwest and Northern California. Parts I, II, III. Prepared for Trout Unlimited and Pacific Rivers Council, Eugene, OR. 140 pp. [http://www.pacrivers.org/publications/council.html]

Kenney, D.S. 1999. Are community-based watershed groups really effective? Confronting the thorny issue of measuring success. Chronicle of Community 3(2): 33-37.

Sommarstrom, S. 1994. Moving mountains to keep a mountain from moving: The French Creek watershed case study. Pages 45-48 in: Proceedings of the 4th Biennial Watershed Management Council Conference. Univ. of Calif. Water Resources Center Report, No. 81, Davis CA.

Sommarstrom, S. 2000. The state role in local watershed councils. River Voices 11(2): 16-18.